TRDEZ – Policies and Procedures
Policies and Procedures
- RMS policy
- PMLA policy
- Internal control system
- Investor grievance redressal policy
- Conflict of interest policy
- Prefunded instrument policy
- Surveillance obligation policy
- Dormant reactivation policy
- E-voting
- SEBI Scores
- Vernacular KYC
- Policy on unauthorized news circulation
- KMP
- Upstreaming account details
- Error account policy
- Policy on treatment of client unpaid shares
- Collateral margin policy
- Insider trading policy
- Details of SB/DP
- Escalation Matrix
- Voluntary Freezing/Blocking of the Trading Account by Clients